UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. 3273 / September 7, 2011 ADMINISTRATIVE PROCEEDING File No. 3-14536 In the Matter of MONTFORD AND COMPANY, INC. d/b/a MONTFORD ASSOCIATES, and ERNEST V. MONTFORD, SR., Respondents.
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