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Scottrade

(Including Tax Withholding Election Form)

Deposit to existing Scottrade non-IRA account # Wire ($20.00 fee applies) 3. DISTRIBUTION INFORMATION. DISTRIBUTION REASON: I direct Scottrade to make a distribution from my IRA for the following reason:

Scottrade Account Number Scottrade Account Title - Margin ...

SF1011/8-11. Page 1 of 2. MARGIN APPLICATION *SF1011* Scottrade Account Number Scottrade Account Title. Scottrade is furnishing you this document to provide some basic facts about purchasing securities on margin, and to alert you to the

Scottrade, Inc. - Balance Sheet for the Period Ended March 31 ...

Scottrade, Inc. Balance Sheet for the Period Ended March 31, 2011 (Unaudited)

TABLE

3 0 Scottrade is a leading online investing firm that provides individuals with the latest tools, resources and education they need to take control of their investments.

Scottrade Brokerage Account Agreement

第1頁 SF1111/FC/11-11 Scottrade Brokerage Account Agreement Terms and Conditions SCOTTRADE 經紀賬戶合約 條件與規定 The information found on our website, forms, and agreements is provided in the Chinese Language for convenience and informational purposes only.

Scottrade Success Story

The Organization Scottrade is a discount brokerage firm with more than 240 branch offices across the U.S. Established in 1980, Scottrade allows individual investors to conveniently and cost-effectively place trades online, while offering the service and added assurance of local branch offices.

Statement Of Financial Condition

NOTE*1*-**DESCRIPTION*OF*BUSINESS*AND** SUMMARY*OF*SIGNIFICANT** ACCOUNTING*POLICIES Description of Business — Established in 1980, Scottrade, Inc. (the "Company") is a deep discount registered broker/dealer operating 347 offices across the United States, with headquarters in St. Louis ...

UNITED STATES OF AMERICA Before the

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 58012 / June 24, 2008 ADMINISTRATIVE PROCEEDING File No. 3-13081 In the Matter of SCOTTRADE, INC., Respondent.

IN THE COURT OF APPEALS OF INDIANA

2 Case Summary and Issue Greg Rentschler filed a claim against Scottrade, Inc., alleging he suffered a financial loss because of errors by Scottrade in handling his brokerage account.

FINRA Letter of Acceptance, Waiver and Consent: Scottrade Inc.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND) CONSENT NO. 2007009026302 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Scottrade Inc. (CRD No. 8206) Pursuant to Rule 9216 ofFINRA's Code of Procedure, Respondent Scottrade Inc ...