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Final Rule: Large Trader Reporting

Federal Register / Vol. 76, No. 149 / Wednesday, August 3, 2011 / Rules and Regulations Final Rule: Large Trader Reporting

WHERE IN THE DICKENS CAN YOU FIND A

WHERE IN THE DICKENS CAN YOU FIND A www.traderjoes.com OREGON WASHINGTON Beaverton 11753 S. W. Beaverton Hillsdale Hwy. Beaverton, OR 97005 Trading Hours: 8 am – 9 pm

SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 240 and 249 Release No. 34-64976; File No. S7-10-10 RIN 3235-AK55 Large Trader Reporting AGENCY: Securities and Exchange Commission.

CALIFORNIA cont. Carlsbad

ARIZONA Ahwatukee 4025 E. Chandler Blvd., Ste. 38 Ahwatukee, AZ 85048 Trading Hours: 8 am - 9 pm Phone: 480-759-2295 Glendale 7720 West Bell Road

Trader Joe’s vs. Whole Foods

1 MIT Students. Trader Joe’s vs. Whole Foods Market: A Comparison of Operational Management 15.768 Management of Services: Concepts, Design, and Delivery

The Little Book of Trading Wisdom

A trader who reads through his daily trading log at the end of the trading session relives the market again; he doubles his experience of the market compared to those who do not, ...

SEC Adopts Large Trader Reporting Requirements

August 1, 2011 CLIENT MEMORANDUM SEC Adopts Large Trader Reporting Requirements On July 26, 2011, the SEC adopted Rule 13h-1 under the Securities Exchange Act of 1934 to require large trader registration and reporting. 1 The rule requires persons who directly or indirectly exercise investment ...

Active Trader Pro® Beta FAQs

Active Trader Pro® Beta FAQs 1. How do I access the beta version of Active Trader Pro®? When you installed ATP 9.5, two icons were placed on your desktop, the green square icon (1) you are familiar with and a new round icon (2), which is titled "Active Trader Pro Beta."

Preparing for Large Trader Reporting

FINANCIAL INSTITUTIONS ADVISORY & FINANCIAL REGULATORY CLIENT PUBLICATION October 2011..... Preparing for Large Trader ...

Federal Register/Vol. 76, No. 149/Wednesday, August 3, 2011 ...

trader shall disclose to the registered broker-dealers effecting transactions on its behalf its large trader identification number and each account to which it